CI Investment Services Inc.

About Us CI Investment Services Inc. (CIIS) (Formerly BBS Securities Inc.) is registered in all Provinces and Territories of Canada as an Investment Dealer, and is a member of Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). Headquartered in Toronto, the firm is registered in all provinces and territories of Canada as an Investment Dealer. CI Investment Services Inc. is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). We are a member and a self-clearing member of the following depositories CDS, DTC, CDCC, OCC, FundServ, and Cannex. CI Investment Services Inc. is a wholly owned subsidiary of CI Financial Corp. CI Financial (TSX: CIX) is an independent Canadian company offering global asset management and wealth management advisory services, with approximately $181 billion in assets as of October 31, 2017, its primary operating businesses are investment managers CI Investments Inc. and Sentry Investments Inc., advisory businesses Assante Wealth Management and Stonegate Private Counsel, Grant Samuel Funds Management of Australia, and First Asset Investment Management, a leader in providing actively managed exchange-traded funds to the Canadian marketplace. The parent company of CI Investment Services Inc. is a shareholder of Aequitas Innovations Inc., the parent company of Aequitas Neo Exchange, has representation on the Aequitas Board of Directors. We are a Canadian registered investment dealer bound by both internal and external requirements. We respect the handling of client orders in a manner that provides each client the most advantageous execution terms available.